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Office broker
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#	Item
621	RULE Office of the Governor Office of Financial Institutions Broker-Dealer and Investment Adviser Recordkeeping Requirements (LAC 10:XIII.Chapter 17) In accordance with the Louisiana Securities Law, R.S. 51:701 et seq., Add to Reading List Source URL: www.ofi.state.la.us Language: English - Date: 2011-08-01 14:36:56 Investment Advisers Act Business U.S. Securities and Exchange Commission Financial adviser Securities regulation in the United States Broker-dealer Registered Investment Advisor Net capital rule Financial economics Finance 76th United States Congress
622	Interim Status Report: Foreclosure-Related Consent Orders June 2012 Office of the Comptroller of the Currency Washington, D.C. Add to Reading List Source URL: www.occ.gov Language: English - Date: 2014-08-03 08:51:42 Economics Real estate Mortgage servicer Loan servicing Mortgage modification MERS Foreclosure Mortgage broker Short sale Mortgage United States housing bubble Finance
623	OFFICE OF PUBLIC AFFAIRS 1625 North Market Boulevard, Suite N-323, Sacramento, CA[removed]P[removed]F[removed] \| www.dca.ca.gov NEWS RELEASE FOR IMMEDIATE RELEASE Add to Reading List Source URL: www.bre.ca.gov Language: English - Date: 2014-02-24 19:35:07 Subdivision Marketing Property Real estate Real estate broker Property management
624	STATE OF LOUISIANA OFFICE OF FINANCIAL INSTITUTIONS BATON ROUGE, LOUISIANA April 19, 2001 POLICY NO. RML-01-01 Add to Reading List Source URL: www.ofi.state.la.us Language: English - Date: 2002-06-27 12:10:13 Economy of the United States Mortgage broker Loan origination Mortgage loan Good faith estimate Loan Credit history Yield spread premium Mortgage industry of the United States Finance Financial economics
625	Broker/Dealer Request for Information Section I: Statement of Position and General Requirements The Maryland State Treasurer’s Office (STO) invests consistent with the laws of the State of Maryland. The STO manages an Add to Reading List Source URL: www.treasurer.state.md.us Language: English - Date: 2014-05-16 15:43:46 Financial system Finance Email Financial economics Broker
626	Avoid Estate Sale Scams From the Office of Minnesota Attorney General Lori Swanson Estate sale companies appraise, price, and sell the personal property of people who have passed away Add to Reading List Source URL: www.ag.state.mn.us Language: English - Date: 2013-12-04 12:30:21 Real estate broker Estate sale Contract Business Real property law Contract law Legal documents Law
627	State of California Office of Administrative Law In re: NOTICE OF APPROVAL OF CERTIFICATE OF COMPLIANCE Add to Reading List Source URL: www.orea.ca.gov Language: English - Date: 2011-09-28 10:27:53 Real estate appraisal Real estate Business Real estate broker Appraiser The Appraisal Foundation Financial Institutions Reform Recovery and Enforcement Act Public key certificate Finance Valuation United States federal banking legislation Mortgage
628	BOE-502-A (P1) REV[removed]OFFICE OF TOM J. BORDONARO, JR. SAN LUIS OBISPO COUNTY ASSESSOR 1055 MONTEREY STREET, SUITE D360 SAN LUIS OBISPO, CA 93408 Add to Reading List Source URL: www.slocounty.ca.gov Language: English - Date: 2014-01-02 16:54:36 Real estate Real property law Closing costs Real estate broker Mortgage loan Closing Credit Leaseback Lease-option Business Contract law Law
629	Compliance Inspections and Examinations The Office of Compliance Inspections and Examinations manages the SEC’s examination program. We inspect and examine brokers, dealers, municipal securities dealers, selfregulator Add to Reading List Source URL: www.sec.gov Language: English - Date: 2001-08-13 15:08:01 United States securities law Financial regulation Financial services Self-regulatory organizations Financial Industry Regulatory Authority Registered Investment Advisor Securities Exchange Act Stock broker Chicago Stock Exchange Financial economics Finance Financial system
630	Branch Office Application RE 203 (Rev[removed]License Type — Check one only  Read instructions on reverse side before completing. Add to Reading List Source URL: www.dre.ca.gov Language: English - Date: 2014-06-25 12:29:04 Broker Real estate license Address Postal system Real estate ZIP code

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